OPINION
GUEST ESSAY
Trump Should Not Be Disqualified by an Ambiguous
Clause
Dec. 29,
2023
By Kurt
Lash
Mr. Lash is
the author of the law paper “The Meaning and Ambiguity of Section Three of the
Fourteenth Amendment.”
https://www.nytimes.com/2023/12/29/opinion/trump-section-3-14th-amendment.html
Challenges
to disqualify Donald Trump from the office of president under Section 3 of the
14th Amendment are popping up all over the country. On Thursday the secretary
of state of Maine ruled that Mr. Trump would be ineligible for the state’s
primary ballot, a decision that can be appealed to the state’s Supreme Court.
On Wednesday the Michigan Supreme Court ruled narrowly that the state will
allow Mr. Trump to stay on the primary ballot but left open a potential future
challenge to his inclusion on a general-election ballot.
But so far
only one — the Colorado Supreme Court’s ruling that bars Mr. Trump from the
primary ballot — has reached the doorstep of the U.S. Supreme Court.
The Supreme
Court should take the case and reverse the Colorado Supreme Court ruling and do
so for the very reason cited by the Colorado judges. According to the Colorado
court (quoting an earlier, unrelated case), Section 3 should be interpreted “in
light of the objective sought to be achieved and the mischief to be avoided.”
That is
exactly right. The Colorado court failed, however, to follow its own advice.
When
Congress passed the 14th Amendment, there wasn’t a person in the Senate or
House who worried about loyal Americans electing a former rebel like Jefferson
Davis as president. Instead, Republicans feared that the leaders of the
rebellion would use their local popularity to disrupt Republican Reconstruction
policy in Congress or in the states. Section 3 expressly addressed these
concerns and did so without denying loyal Americans their right to choose a
president.
To date,
much of the debate over Section 3 has focused on whether the president is an
“officer” who takes an “oath.” This is an issue in the second part of the
provision. What neither scholars nor courts have yet focused on is the first
part of Section 3. The threshold issue is whether the framers and ratifiers
thought that the president holds a “civil” office “under the United States.”
This is a much more specific and historically difficult question.
Here are
the key opening words of Section 3: “No person shall be a senator or
representative in Congress, or elector of president and vice president, or hold
any office, civil or military, under the United States or under any state.”
The text
begins by expressly naming offices that rebel leaders might secure for
themselves on the basis of their local popularity. The greatest fear was that
these rebels would return to Congress and join Northern Democrats in thwarting
Republican Reconstruction policy.
As
Representative Thaddeus Stevens warned his colleagues, without a properly
worded Section 3, “that side of the House will be filled with yelling
secessionists and hissing copperheads” — a reference to Northern Democrats who
had opposed the Civil War. It was possible that a coalition of Southern and
Northern Democratic presidential electors would nominate a “hissing
copperhead.”
Congressional
Republicans were so concerned about mischief in the Electoral College that they
delayed the passage of the 14th Amendment in order to make sure the issue was
properly addressed. The joint committee’s draft of Section 3 prohibited rebels
from voting for presidential electors, but this left open an enormous loophole.
As Representative John Longyear pointed out, this prohibition would be “easily
evaded by appointing electors of president and vice president through their
legislatures.”
Senator
Jacob Howard agreed that Section 3 would not “prevent state legislatures from
choosing rebels as presidential electors,” and he led the effort to rewrite
Section 3 in a manner that closed the loophole. The result is the final version
that prohibits leading rebels from serving as presidential electors, whether
elected or appointed.
The only
reason to secure a trustworthy Electoral College is in order to secure a
trustworthy president. So Section 3 focuses on state-level decision making. It
expressly addresses three key positions for which leading rebels might use
their remaining popularity to disrupt Republican Reconstruction: the Senate,
the House of Representatives and state-selected presidential electors.
Radical
Republicans like Thaddeus Stevens would have gone further and completely
disenfranchised anyone who had participated in the rebellion, leader or not.
Moderate Republicans, however, were more optimistic. As Senator Daniel Clark
noted, once leading rebels were removed, “those who have moved in humble
spheres [would] return to their loyalty and to the government.”
The
strategy worked. In 1868, despite the scattered participation of former rebel
soldiers as presidential electors, Southern Black voters helped elect the
Republican Ulysses S. Grant over the Democrat Horatio Seymour.
It is
possible to read Section 3 as impliedly including the office of president as
one of the “civil” offices “under the United States” covered by the general
catchall provision. It would be odd to stuff the highest office in the land
into a general provision that included everything from postmasters to toll
takers, but the text is ambiguous enough to make this a possible reading.
However, if
the framers meant the catchall provision to include presidents and postmasters,
they were remarkably negligent. According to longstanding congressional
precedent and legal authority, the phrase “civil office under the United
States” did not include the office of president of the United States. As Joseph
Story explained in his influential “Commentaries on the Constitution of the
United States,” the congressional precedent known as Blount’s case established
that the offices of president, senator and representative were not civil
offices under the government of the United States; they were the government of
the United States. The phrase “civil office under the United States” referred
to appointed offices.
In addition
to legal authority, there is also common sense to guide us. The text of Section
3 is structured in a manner that moves from high federal office to low state
office, and the apex federal political offices are expressly named. As the
former Attorney General Reverdy Johnson explained, “the specific exclusion in
the case of senators and representatives” led him to initially presume that the
framers excluded the office of president. He accepted a colleague’s suggestion
to the contrary, but if the text created such a presumption in the mind of a
former attorney general, it is reasonable to think it may have created the same
presumption in the minds of ratifiers.
Actually,
we have no idea whether the ratifiers shared Mr. Johnson’s initial presumption.
This is because no one has discovered a single example of any ratifier
discussing whether Section 3 included the office of president of the United
States. Despite extraordinary efforts by researchers, no one has yet found
evidence that any ratifier even considered the possibility that Section 3
abridged the people’s right to choose their president.
The silence
of the ratifiers on this point is important. Those favoring the
disqualification of Mr. Trump insist that there is nothing antidemocratic about
constraining the presidential choices of the national electorate. The
Constitution, after all, contains a number of provisions that deny the people
the right to elect whomever they wish. Article II, Section One, for example,
prevents the people from electing anyone who is under age 35 or who is a
foreign-born candidate.
Those
qualifications are expressly declared in the text, and they received robust
vetting and debate in the ratifying conventions. In the case of Section 3, the
Supreme Court is being asked to impose new constraints on the democratic
process by way of textual implication and in the absence of any public debate
whatsoever.
Such a
reading is neither democratically appropriate nor textually necessary. And it
was most certainly not “the objective sought to be achieved [or] the mischief
to be avoided” by Section 3.
At best,
the text of Section 3 is ambiguous regarding the office of president. The
Supreme Court should limit the clause to its historically verifiable meaning
and scope.
Let the
people make their own decisions about Donald Trump.
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